Mirror of Justice

A blog dedicated to the development of Catholic legal theory.
Affiliated with the Program on Church, State & Society at Notre Dame Law School.

Sunday, November 27, 2005

The Market for Virtue

Below is an excerpt from an interesting discussion in ZENITH of a book by Berkeley's David Vogel,THE MARKET FOR VIRTUE (Brookings).  Vogel raises the possibility that changes in the law might be a an appropriate response to the underproduction of virtue in market capitalism. He seems tp recognize, however, the sharp tension between that idea and the prevailing shareholder wealth maximization norm in American corporate law and theory, and believes that we may have to rely on those companies who adopt socially responsible policies voluntarily to the extent that they can do so and continue to survive in highly competitive markets with less responsible companies.

Date: 2005-11-19

Virtue and the Market

Corporate Social Responsibility Under the Microscope

BERKELEY, California, NOV. 19, 2005 (Zenit.org).- Ethics and corporate conduct continue to be hot topics. A book published earlier this year gives a succinct oversight of the main issues involved in the concept of corporate social responsibility.

Written by University of California professor David Vogel, "The Market for Virtue" (Brookings Institution Press) starts off asking what it means, in fact, to be a virtuous company. There is a vast amount of literature on the subject and thousands of diverse policies among companies regarding ethical conduct.

A multitude of matters falls under the heading of corporate social responsibility: working conditions in factories in developing countries; child labor; guaranteeing fair prices for agricultural producers; environmental concerns; and human rights.

Vogel observes that companies can have differing motivations for following virtuous policies. Some can be defensive, to ward off hostile publicity, while others can stem from a genuine commitment to social goals. In any case, he adds: "The supply of corporate virtue is both made possible and constrained by the market."

There is a market for virtue, he notes, but it is limited. From a market perspective, businesses can justify social-responsibility policies, under some circumstances. But there are limits to this, and there is also a large space available for less-responsible competitors.

This is due to the advantages, and limits, of market capitalism. On the positive side, firms are free to innovate and citizens have the possibility to influence corporate practices through their decisions about what to buy and where to invest. On the negative side, because ethical policies are voluntary and companies are subject to market discipline, firms will only follow them when it makes good business sense. So, corporate social responsibility can remedy some problems, but are not a complete solution

-------

The Zenith discussion of the book ends with the following observation: "Combining business with ethics is addressed in the Compendium of Social Doctrine of the Church. The economy has a moral dimension, explains No. 322, which means the growth of wealth should be accompanied by a concern for solidarity and a spirit of justice and charity.The effort to create projects capable of encouraqging a more equitable society and a more human world is difficult, acknowledges the following numbers [of the Compendium]. But such effort is needed to preserve the moral quality and meaning of economic activity."

I suspect most of us here on MOJ would agree with the last sentence, but I imagine the divide between us would be over the question of whether there is a place for law in creating, or in creating incentives for virtuous companies, or whether virtue is something that can be produced only voluntarily (as by the many economy of communion businesses). Would our positions be different if we replaced the word "virtuous" with "just"?

--Mark

Saturday, November 26, 2005

Catching Up and the Catholic SCOTUS

On the (interminable) flight back from Rome, I tried to catch up on my magazine reading -- mostly Commonweal of course, but also the New Republic. The latest issue of issue of Commonweal contained Rick's characteristically insightful review of three relatively new books on Church/State, including Noah Feldman's, which was discussed at length here on MOJ, and Marci Hamilton's GOD VS. THE GAVEL, which we did discuss, although not at as great length. I suspect that the strict limits on the length of reviews in my favorite mag kept Rick from a longer critique of Marci's book (Rick -- am I wrong?). While I like and respect Marci an awful lot, I think she has gone a bit over the top in her willingness to chop back constitutional protections for religious practices. After all, the First Amendment has been of little use to dioceses in sexual abuse litigation--so why reduce its scope even further?

      In any event, the other piece that pulled me out of my flight-induced torpor was a TRB by Franklin Foer in the November 14 New Republic entitled "Brain Trust," which was ostensibly about the phenomenon of an increasingly Catholic dominated SCOTUS, but was  actually an interesting discussion about the relationship of evangelicals and Catholics in politics and the growing split among Catholic intellectuals.

              Coincidentally, Justice Scalia gave an interesting talk before the American Catholic Historical Association here in Phila about three years ago on the history of Catholics on the SCOTUS. He summarized his historical analysis by saying that we've moved from essentially excluding Catholics, to guaranteeing a Catholic "seat", to making it irrelevant whether a candidate is Catholic. It looks like we have to add a fourth step: under the Bush administration, being a Catholic is a positive plus (at least a certain kind of Catholic). In trying to explain why this was so, Foer began with a discussion of Mark Noll's well-known THE SCANDAL OF THE EVANGELICAL MIND, and the trend among conservative evangelicals to turn to Catholics for "intellectual aid." As Foer put it, evangelicals did not just need Catholic votes and political resources "they needed Catholic minds to support them with rhetoric that relied more on morality than biblical quotation." Foer emphasizes the political implications of this convergence by pointing out the increased use of Catholic CST rhetoric in Bush's last presidential campaign (solidarity, the common good, protecting the weakest member of society, etc.) I'll let the readers decide for themselves whether that use of this rhetoric meant anything or whether it was just cant --you can imagine where I stand on that.) Now, Foer is savvy enough to point out that the "scandal of the evangelical mind" and its resulting turn to the Catholic moral and social tradition did not "inevitably lead Republican presidents to appoint Catholics [to SCOTUS]." His explanation for why that did happen is threefold. First, there's just so dang many Catholic lawyers. Even when ethnic Catholics could not get into "top law schools, they could attend places like Fordham and Villanova," and now many of them such as Roberts and Alito are products of the "top" schools.(Ouch! I guess that was intended as a kind of compliment though I'm not sure. Foer also does not seem to recognize that even after the "top" schools [ie, the ones where the rich and blueblooded went] opened up in the 50s and 60s, many bright young Catholic kids chose to go to Catholic law schools such as Fordham and Villanova anyway.) Second, many Catholic lawyers "wended their way into the arms of conservatism" as a reaction to the tumult of the 60s and Roe, and to assiduous courting by Nixon and Reagan. Third, appointing Catholics is just good politics, as the Republicans continue to pry Catholics away from what is left of the New Deal connection to the Dems. I don't know if any of this really accounts for the (potential)presence of five Catholics on SCOTUS. Political happenstance may be as good an explanation; if Miers had made it we'd have an ex-Catholic evangelical, and Alito hasn't been confirmed yet, and could be replace by a non-Catholic.

The more interesting part of Foer's analysis is his recognition that the five Catholic "economic libertarians" appointed by Republican presidents do not represent an uncontested version of Catholicism. He says, "At the same time Catholic conservatives joined the evangelicals in battle, they have simultaneously waged a war against their co-religionists in an attempt to alter the Church's traditional preference for a strong state...Led by [Richard John] Neuhaus and ...Michael Novak, these conservatives want to realign papal teaching with support for an unrestrained market. As Neuhaus...has put it, 'Capitalism is the economic corollary of the Christian understanding of man's nature and destiny.' " As MoJ readers know, I believe that is nonsense, but i do not want to fight that out again now. What I found useful in Foer's piece is the recognition, rare in the non-Catholic press, that the  heavy "Catholic" presence on SCOTUS is mostly (I don't know abt Kennedy) the presence of a particular kind of American Catholic, and that our understanding of the significance of their "Catholicism" for what they do on the Court should take into account what I regard as the highly tendentious and contested nature of their Catholicism, particularly with respect to the social and economic issues. In fact, their Novak-inspired "Catholic" view of the proper relationship between the market  and the state may ultimately have broader practical significance than their Catholic views on abortion, as they bring it to bear on the many important cases involving federal regulation of business and economic life they will confront over their careers.

--Mark

Alito and Free Exercise

Thanks to Rick for his post on Emily Bazelon's article about Alito's Religion Clause opinions.  The article also misfires in stating that Alito's opinions on free exercise of religion don't show a "libertarian" streak or a sensitivity to minority rights, but are mere "mechanistic applications of precedent."

The major claim for Alito as a strong free exercise proponent rests on two opinions he wrote, one holding that a Muslim police officer in Newark should be able to wear a beard notwithstanding a departmental grooming policy against facial hair (Fraternal Order of Police v. Newark, 170 F.3d 359), and another holding that a Native American holy man (Dennis Blackhawk) was unconstitutionally burdened by a $200 license fee he was charged for keeping a bear that he used in religious rituals (Blackhawk v. PA, 381 F.3d 202).  Both decisions mandated an exemption from the laws in question under the Free Exercise Clause, notwithstanding the Supreme Court's ruling in Employment Division v. Smith that such exemptions are not required when the law is "neutral and generally applicable."

Bazelon thinks that these opinions don't reveal much about Alito's commitment to free exercise:

Alito simply followed the Supreme Court, which has said (even in Smith) that the state doesn't get a free pass when it offers an exemption to a law to people who ask for special treatment based on a secular rationale but denies the same exemption to other people who ask for special treatment for a religious reason. Pennsylvania exempted circuses and zoos, among others, from paying licensing fees for their wild animals. Newark let police officers keep their beards if they asked to because of a medical condition. So, why couldn't Dennis Blackhawk keep his bear and the Muslim cops keep their beards? Pennsylvania and Newark lost because they didn't have a good enough answer. Alito didn't stick his neck out to promote religious liberty by finding in favor of Blackhawk and the Muslims, argues Cardozo law professor Marci A. Hamilton, author of the recent book God vs. the Gavel. In light of Supreme Court precedent, he didn't have to.

It's true that in basing a religious-liberty exemption in these cases on the presence of secular exceptions in the law, Alito did not challenge the Smith ruling that exemptions are not required when a law is generally applicable (as a court of appeals judge, he of course couldn't make such a challenge).  Rather, he ruled that the presence of other exemptions made the law not generally applicable and therefore triggered strict constitutional scrutiny.

But it is a real overstatement to call these two religious-liberty decisions mere "mechanistic applications of [Supreme Court] precedent."  The Alito decisions hold that one comparable exemption for secular interests is enough to render a law not generally applicable, and therefore to require an exemption for religious-liberty interests unless there is a compelling reason to deny it.  This is not the only reading of the Smith "general applicability" rule that is out there.  For example, another prominent conservative judge, Diarmuid O'Scannlain of the Ninth Circuit, wrote in a 1999 case (Thomas v. Anchorage, 165 F.3d 692) that a law does not trigger strict review under the Smith approach unless it has a lot of exceptions, that is, unless its "underinclusiveness" -- the amount of secular conduct it leaves unregulated -- is very "substantial":

Underinclusiveness is not in and of itself a talisman of constitutional infirmity; rather, it is significant only insofar as it indicates something more sinister.  In [the key previous case,] the [Supreme] Court considered considered the ordinances' lack of neutrality and generally applicability as a proxy of the [l]awmakers' illicit intention to single out the [particular] religion for unfavorable treatment. 

The O'Scannlain decision says that when a law has "only a single exception," it is still generally applicable and the "permissive Smith standard" still applies.  There must be so many exceptions that they show an intent to "single out" or "target" religion.

There is a big difference between the Alito and O'Scannlain approaches.  Many laws have one or a few exceptions but not so many that they go to the point of "singling out" religious conduct.  Thus the Alito approach would protect free exercise in many more cases, often involving minority religions such as the Muslims and Native Americans in the cases in which Alito sat.  The approach has already been used in other cases, in Alito's circuit and elsewhere, to protect Native Americans and Orthodox Jews.

I think that the Alito approach is the better reading of the Free Exercise Clause and the purposes underlying it:  when the state exempts secular interest but not comparable religious ones, it sends a message that religious freedom is less important, a message inconsistent with its status as a constitutional right.  Alito's approach, requiring exemptions in such cases, salvages a good deal of protection for free exercise even in the face of the Smith decision.  But even though I'm a strong proponent of this approach, I cannot claim that it is a mere "mechanistic application" of Smith.  Rather, Alito's approach shows that, in an instance where (even as a lower court judge) he could have opted for minimal free-exercise rights or significant rights, he chose the latter.  More than any other judge in the country, he is responsible for this approach finding its way into the law.  It says a good deal about his attitude toward free exercise.

I must say, though, that I'm happy to have Marci Hamilton -- probably the nation's leading opponent of broad protection for free exercise of religion -- on record as saying that the Alito protective approach is essentially compelled by Smith!

Tom

Catholic Legal Theory, in a Nutshell

The ZENIT news organization reports that, during a recent visit to the Pontifical Academies of Sciences and of Social Sciences, Pope Benedict XVI said that (in ZENIT's words) an "aim of Christianity is to put the person at the center of the social order[.]"  Quoting the Pope:

"According to God's design, persons cannot be separated from the physical, psychological or spiritual dimensions of human nature," the Pope said in his address today . . ..

The Holy Father focused on a theme on which the Pontifical Academy of Social Sciences is reflecting, "The Concept of the Person in the Social Sciences."

"Even though cultures change over time, to suppress or ignore the nature that they claim to 'cultivate' can have serious consequences," Benedict XVI said. "The concept of person continues to bring about a profound understanding of the unique character and social dimension of every human being.

"This is especially true in legal and social institutions, where the notion of 'person' is fundamental. Sometimes, however, even when this is recognized in international declarations and legal statutes, certain cultures, especially when not deeply touched by the Gospel, remain strongly influenced by group-centered ideologies or by an individualistic and secularist view of society."

The Holy Father continued: "The social doctrine of the Catholic Church, which places the human person at the heart and source of social order, can offer much to the contemporary consideration of social themes."

Not-getting Alito on religion

Emily Bazelon has an essay up at Slate.com called "God Help Him:  Alito Gets Religion."  Bazelon is an excellent writer, and very helpful on law- and Court-related matters.  But she misses the boat here, I think:

Sam Alito, Champion of the Religiously Downtrodden—it has a certain ring. Alas, it also largely falls apart upon closer examination. . . .

Alito's religious-liberty opinions are mechanistic applications of precedent. They reveal little about the stance he'd take toward religious liberty as a justice of the Supreme Court. Meanwhile, his church-state opinions are consistently, predictably, conservative. When his rulings on religion are taken as a whole, their most noteworthy aspect isn't Alito's independence. Rather, it's his fealty to the view—fervently espoused on the current court by Antonin Scalia—that the government must give religious groups the same access to public benefits that it gives secular ones. As in, if the Boy Scouts or the town fire department can meet in a public-school classroom, then so can the local Bible-study group.

For starters, I'm not sure what it means to say that Alito's religious-freedom opinions are "mechanistic applications of precedent."  I mean, it is true that -- to his credit -- Alito "appli[es] . . . precedent" in his religious-freedom opinions, but the cases being cited by Alito's supporters as evidence for his sensitivity to religious-freedom concerns hardly decided themselves.  Nor am I sure what it means to say that the church-state opinions discussed in the essay are "consistently, predictably conservative" -- except that, perhaps, they reach results on equal-treatment and neutrality grounds that are consistent with the published views of a majority of our allegedly "conservative" Supreme Court.  Finally, Bazelon's effort to link Alito's approach to the bogeyman of Justice Scalia is quite misleading:  She knows full well that Justices O'Connor and Kennedy, no less than Scalia, have consistently endorsed the view that view that "the government must give religious groups the same access to public benefits that it gives secular ones."  Is the idea that to point out Alito's agreement here (as in nearly every other context) with Justice O'Connor would not do enough to scare Slate's readers?

"A Catholic Renaissance at Princeton"?

So reports George Weigel:

Princeton's vibrant Catholic community is, today, at the center of the enterprise to which John Witherspoon dedicated his life: the dialogue of faith and reason in the service of democracy and human freedom. If you're a student looking for an intellectually challenging education and a Catholic community whole-heartedly committed to the new evangelization, or if you're a parent looking for such a school for your son or daughter, you could do far worse than look at Princeton. Indeed, you'd be far better off with Princeton than with several high-priced institutions whose Catholicism is vestigial at best.

The Princeton Catholic renaissance is nothing short of amazing – and heartening. It's currently led by a marvelous chaplain, Father Tom Mullelly, who believes in leading by forming leaders. Three Sunday Masses, a well-attended daily Mass, and adoration of the Blessed sacrament keep Princeton's Catholics eucharistically centered. The RCIA program brings new Princetonian Catholics into the Church every Holy Week – during which outdoor stations of the cross give a powerful witness to the central story of western civilization. Numerous Bible studies, "Catholic principles" studies, and similar discussion groups maintain a lively conversation about Catholic truth and its application in the world. The campus ministry organizes an annual spring pilgrimage (Rome and Spain were recent destinations). Distinguished Catholic speakers are regularly invited to campus; a Gregorian chant choir offers an introduction to classic Catholic music; and Princeton's Catholics pray Vespers every Tuesday evening with Princeton's Episcopalians and Lutherans.

This is very good news.  That said, I did have to laugh -- just a little -- at Weigel's allowing that a parent "could do far worse than look at Princeton."  If only "taking a look" were enough to get one's kid admitted . . . to (probably) the best undergraduate institution in America!

Judge Randolph, Judge Friendly, and Abortion

A few weeks ago, in Washington, D.C., Judge Ray Randolph delivered the Federalist Society's annual Barbara Olson lecture.  (Thanks to Orin Kerr for the link).  He opened with this:

It is well-known that Henry J. Friendly was one of the greatest judges in our nation’s history. Along with Holmes and Brandeis and Learned Hand, he was certainly one of the most brilliant. What is not known is that in 1970, three years before Roe v. Wade, Judge Friendly wrote an opinion in the first abortion-rights case ever filed in a federal court. No one knows this because his opinion was never published. I have a copy of the opinion and his papers are now at the Harvard Law School, awaiting indexing.

The lecture is not long, though it is too long to excerpt helpfully here.  This passage, though -- taken from Judge Friendly's draft -- caught my eye:

"An undertone of plaintiffs’ argument is that legislative reform is hopeless, because of the determined opposition of one of the country’s great religious faiths. Experience elsewhere, notably Hawaii’s recent repeal of its abortion law, would argue otherwise. But even if plaintiffs’ premise were correct, the conclusion would not follow. The contest on this, as on other issues where there is determined opposition, must be fought out through the democratic process, not by utilizing the courts as a way of overcoming the opposition . . . clearing the decks, [and] thereby enabling legislators to evade their proper responsibilities. Judicial assumption of any such role, however popular at the moment with many high-minded people, would ultimately bring the courts into the deserved disfavor to which they came dangerously near in the 1920's and 1930's. However we might feel as legislators, we simply cannot find in the vague contours of the Fourteenth Amendment anything to prohibit New York from doing what it has done here.

OK, So It's Not the Most Compelling Pro-Life Claim ...

Store this away in your file of crazy "What if we treated the unborn as persons?" hypotheticals. From the East Valley Tribune in Arizona (via Andrew Sullivan):

A pregnant woman ticketed for driving in the carpool lane will have her day in court next month to argue that her unborn child counts as a second person in the car.

"I understand the reasoning for the HOV Lane," said Candace Dickinson, 23. "But whether my son is in a car seat versus my stomach, I don't get it. It's the same thing."

Friday, November 25, 2005

Death Row Conversion

In the current issue of Mother Jones -- dedicated, for the most part, to breathless and superficial speculation about "where the religious right is taking us" -- there is this article, "Death Row Conversion", the central claim of which is this:  "Traditional opponents of capital punishment have gained powerful and unlikely allies: American Catholics, many of them conservatives defending a 'culture of life.'"

Sigh.  I know this is a bit snarky, but this business of scare-quotes around the culture of life, and the suggestion that there is something "unlikely" about Catholics dedicated to the dignity of the human person working to abolish capital punishment is tiresome.  One might just as well comment on the "unlikely" alliance of Catholics committed to the dignity of the human person with secularists on the left, whose appreciation for that dignity is not always and has not always been clearly revealed.  In any event, it's a good article, and it makes good use of Richard Dieter, a real stand-up guy:

“Not so long ago you couldn’t get anyone to express doubts about the death penalty,” says Richard Dieter, director of the Death Penalty Information Center and himself a Catholic. “Then you have this Catholic voice coming in, and coming in loudly, and saying, ‘This is our issue, too, and we are firmly against it.’ It sounds like something you might hear from the left wing, but Pope John Paul was hardly a radical. [RG:  Actually, he was.]  And so the debate changes. It becomes about the merits of the issue rather than some fringe idea.”

Death-penalty abolitionists seem willing to accept the rightward tilt of these potential adherents. “The church brings a strong moral voice to the issue,” says Diann Rust-Tierney, executive director of the National Coalition to Abolish the Death Penalty. “It is welcome and it is timely. This is the time to push.”

. . .  Death by increments is the way that the death penalty is most likely to meet its demise, says the Pew Forum’s Green. “It would be very difficult to abolish the death penalty in one fell swoop,” he says. “Public opinion isn’t there. I do think that the emphasis the Catholic hierarchy has placed on this issue is likely to inspire a lot more activism, which presents real opportunities for change.” Richard Dieter concurs: “The death penalty is not going to end because of a moral revolution,” he says. “People aren’t going to swing over to the Catholic side. Most Americans don’t think that way. But there’s an openness to consider it now, which the Catholic Church has made possible. I’m not morally weak for opposing the death penalty. I’m morally strong. That is a big change.”

Canossa II: A reprieve

This column in the Boston Globe -- "House doors closed again" -- gets it wrong, and should be cause for alarm:

What happens when the Outsiders become the Insiders on Beacon Hill?

That's the question after Representative Byron Rushing of Boston maneuvered behind the scenes last week to derail a vote on a bill that would require all churches in Massachusetts to open their books to the public.

On the last day of the formal legislative session for the year, the South End Democrat shepherded the Episcopal bishop of Massachusetts and representatives of other Protestant denominations into the office of House Speaker Salvatore F. DiMasi to charge that their churches were being swept up unfairly in an effort to impose accountability on the embattled Roman Catholic Archdiocese of Boston.

DiMasi, who two days earlier had predicted the bill's passage, pulled it from the calendar.

What is so striking about the successful 11th-hour lobbying is that the man behind it has spent much of his 22-year legislative career bemoaning the closed-door meetings and back-room dealings that have long characterized House operations, especially under former House speaker Thomas M. Finneran. Becoming part of leadership -- Rushing is the second assistant majority leader -- appears to have changed his perspective.

Just so we are clear, the proposal in question is not merely a sunshine law aiming to "require all churches in Massachusetts to open their books to the public."  It reflects (see here and here for more) an effort by some Catholics in Massachusetts to enlist the power of the government in their effort to bring about what they regard as much needed "reform" in the Church.  A meaningful separation of church and state has -- as Justice Souter once put it, in another context -- "no more certain antithesis."

What the reporter laments as "back room" dealings are better regarded as much-needed and welcome efforts to derail a misguided and intrusive proposal, which is itself the product of an inflamed majority.  Here is more:

Walsh does not deny that the upheaval was the catalyst for the bill requiring churches to submit to the same financial disclosure laws that govern every other charity in Massachusetts, but ''every church would benefit," she said. ''When you operate in the dark you are not operating in the public interest."  [RG:  Memo to Sen. Walsh . . . please spare the churches your efforts to 'benefit' them by subjecting their decisions and internal operations to government supervision.]

She compared the opposition of religious leaders to the objections of club owners when Massachusetts tightened fire safety regulations in the wake of the Station nightclub fire. ''We had clubs saying, 'We haven't had a fire. Why are you dragging us into this?' " Walsh recalled. ''Yes, it happened there, but we all knew it could have happened here."  [RG:  This is bizarre.  The non-Catholic religious leaders who are rallying -- to their credit -- to stave off this intrusive bill are to be compared to night-club owners trying to avoid safety regulations?]

Churches became exempt only in 1954 from the reporting requirements that govern tax-exempt, charitable organizations in the state. The sex abuse scandal illuminated the folly of such secrecy. Critics are being disingenuous when they argue that disclosure would be an infringement on religious freedom. This is not about theology; it is about money.  [RG:  Actually, no.  It is about theology, and not really about money.] 

Forget the Ten Commandments displays and the Pledge of Allegiance, folks -- This is the religious-freedom fight worth caring about.