Mirror of Justice

A blog dedicated to the development of Catholic legal theory.
Affiliated with the Program on Church, State & Society at Notre Dame Law School.

Monday, July 25, 2005

No Room for Recusal?

It looks like the focus of our discussion on MoJ may soon find a wider audience thanks to an exchange between Judge Roberts and Senator Durbin.  GW law prof Jonathan Turley, in an op-ed for the LA Times, reports:

The exchange occurred during one of Roberts' informal discussions with senators last week. According to two people who attended the meeting, Roberts was asked by Sen. Richard Durbin (D-Ill.) what he would do if the law required a ruling that his church considers immoral. Roberts is a devout Catholic and is married to an ardent pro-life activist. The Catholic Church considers abortion to be a sin, and various church leaders have stated that government officials supporting abortion should be denied religious rites such as communion. (Pope Benedict XVI is often cited as holding this strict view of the merging of a person's faith and public duties).

Renowned for his unflappable style in oral argument, Roberts appeared nonplused and, according to sources in the meeting, answered after a long pause that he would probably have to recuse himself.

It was the first unscripted answer in the most carefully scripted nomination in history. It was also the wrong answer. In taking office, a justice takes an oath to uphold the Constitution and the laws of the United States. A judge's personal religious views should have no role in the interpretation of the laws.

Rob

Saturday, July 23, 2005

Canon 915

I've only had a chance to scan the interesting, recent posts raising questions about the role of the Catholic judge and of the Catholic politician, and asking what bearing "the communion" question might have on our understanding of those roles.  But as we get further into the discussion of these questions, we should be clear, I submit, that whether someone should be denied communion sheds little light on what his or her performance in a legislative or judicial role should be.  As many readers of this blog know, the Canon that governs this aspect of the life of the Church, Canon 915, reads, in relevant part, that they are "not to be admitted to holy communion" who, inter alia, "obstinately persever[e] in manifest grave sin."  This Canon occurs in that part of the Code that concerns the sacramental life of the Church; the Canon, as intended and as understood by the canonists and pastors, is meant to protect the ecclesial life of the whole Catholic communion.  The Canon is not intended to be used, and should not be the basis of action intened, to alter the political process.  An effect on the political process may be an unintended, but known, consequence of a proper application of the Canon, of course.  But whether the judge's or politician's behavior amounts to "persevering in manifest grave sin" is the principal question that needs to asked (and answered, according to the ususal interpretive principles that govern applicaiton of the Code) if the issue is whether a minister of communion should deny communion to the individual judge or politician.  (Other questions include whether the individual has been privately warned, etc.)  No doubt the legislative and judicial roles present very different opportunities for persevering in manifest grave sin, but from the angle of the Church, the issue remains the one of protecting and enriching the ecclesial communion -- in which (according to the Canon 1752, the last Canon of the Code) the "supreme law"  "must always be" "the salvation of souls."            

Reader Comments on Catholic Judges and Communion: Part 2

Thanks again to those who have written in comments on our latest thread -- we're glad to hear from you!

Reader Abe Delnore writes:

Brown asks, "does [Roberts] and every other Catholic judge have a duty to subvert the law--Roe--which certainly could be argued is as irredeemably corrupt as the Nazi genocide since it allows 1.3 million abortions to be performed annually in the US?"  Rob Vischer and others raised the specter of conscientious Catholic public servants practicing civil disobedience in
office.

Brown, I think, knows that the law in question is not Rowe or Casey; it is the US Constitution as interpreted in those cases.  Roberts and others have stated some variation of "Rowe is a matter of settled law."  This can only mean that they accept that abortion rights more or less as they exist now in this country are guaranteed by the US Constitution.  Whether they are a good thing or not is another matter.  Brown [Roberts -- ed.] serves on the federal bench and has taken an oath to uphold the US Constitution.  One must conclude that he does not see that venerable document as irredeemably corrupt.

If one believes that the US Constitution is irredemably corrupt, then one certainly must not take an oath to uphold it--particularly not an oath to serve in a voluntary, resignable position with an honorific character such as that of a federal judge.  Forced induction into an army fighting an unjust war that would be a different matter, but no one is coerced into the
ranks of the judiciary.

Vischer's ideas about judges and other officials practicing civil disobedience thus strikes me as absurd.  An official by definition cannot practice civil disobedience as it is normally understood: refusing to obey an unjust law and accepting the consequences.  Surely the most predictable consequence is removal from office, and in a judge's case reversal on appeal.  Wouldn't remaining in office constitute a material cooperation in evil, as well?  The only proper course I can see for a person convicted that the Constitution is irredeemaably corrupt is resignation and withdrawal from office.

[TB writes:]  My reaction to this is that it again overlooks the option of recusal rather than resignation.  I don't know of anyone who thinks that the entire Constitution is corrupted by the reading of abortion rights into the Fourteenth Amendment.  So far as I am aware, the opponents of Roe all think that this is a terrible distortion wreaked upon a document that is otherwise legitimate (if not admirable).  I suppose there are a few ultra-Montanists in America who think that, for example, the prohibition on establishing (pick your preferred faith) or the guarantee of freedom even for erroneous statements or beliefs make the Constitution illegitimate -- but there aren't many of those.  Contrast, for example, slavery, whose repeated protection and countenancing in the original Constitution could lead William Lloyd Garrison to colorably call the document "a covenant with death and an agreement with Hell."

But even having to enforce an isolated (as opposed to pervasive) bad doctrine could -- if the doctrine is bad enough -- require the judge to recuse, even if not to resign.  And although recusal wouldn't cause as much of a furor as would staying in the case and subverting the result through willful misinterpretation, nevertheless the sight of Catholic judges recusing themselves frequently would cause a lot of the turmoil that Elizabeth suggests -- including assertions that Catholics can't be trusted to do their jobs, etc.  So I think we're still back to Elizabeth's question about whether a Catholic judge enforcing Roe can receive communion when a pro-choice politician can't.

Tom B.

Friday, July 22, 2005

Reader Comments on Catholic Judges and Communion: Part 1

My colleague Elizabeth Brown's question about Catholic judges and communion has prompted several comments from readers, which I'll post separately.

Billy Junker writes:

Cannot one make a distinction between interpreting the constitution the best one is able, no matter whether one likes what one finds, and crafting legislation?  A Catholic judge who upholds Roe could merely be saying that he believes the Constitution allows for the right, without saying he believes that the document is correct in allowing for the right.  Indeed, he might say that the Constitution allows for the right, and so must presently be followed, but that the Constitution should be changed-- not, of course, from the bench, but according to the provisions in the Constitution which allow for such change.  It is not his job to enact
legislation but to interpret a given document.  Different from him is the politician who, in the service of the common good, seeks to create laws. 

So I fail to see the problem.

[Tom B. writes,]  If I may put in two cents worth here:  I don't think this disposes of the problem.  Set aside the initial question whether Roe and Casey are even correct readings of the Constitution; assume for present purposes that they are.  At some point, wouldn't we all agree, an existing constitutional provision (or correct interpretation of it) becomes so unjust that the judge must refuse to follow it.  Not by purposeful misinterpretation of the document -- I agree with Mr. Junker on that -- but rather by recusal or resignation, which are options he doesn't consider.  A judge doesn't have any more license than a soldier to participate in an atrocity by saying "I was just following orders (in this case, the orders of the Constitution)."  Elizabeth's reference to Nazis brings up the example of the judges enforcing the worst Nazi laws.

And if the Church's pronouncements on the depth and scope of the abortion wrong lead to denial of communion for pro-choice Catholic politicians, isn't there a pretty good argument that a devout Catholic judge -- including a lower court judge -- must view enforcing Roe and Casey as so great a wrong that s/he must choose recusal or resignation instead?  Of course there are the arguments that this would deprive the nation of the service of Catholics who would make good contributions on other issues -- but one could say that of politicians as well, and the position denying communion to them seems to rest on a rejection of such a balancing calculus.  If one offers reasons why the judge could stay on the case or bench and follow Roe, is one thereby implicitly assigning the wrong of abortion a little bit lower seriousness than the arguments for the denial of communion to politicians suggested?

Tom B.

UPDATE:  David Opderbeck, business law prof at Baruch College-CUNY who operates the interesting blog Through a Glass Darkly, makes a comment that I take to be similar to Mr. Junker's:

Wouldn't there be some distinction based on the respective roles of elected officials and judges?  Patrick Brennan's previous post on "The judge's 'office'" might be relevant here.  An elected official's office in a republican democracy is, in part, to provide moral leadership.  If an elected official fails to provide positive moral leadership on an issue as central to the Church as abortion, the sanction of denying Communion may make sense.  In contrast, one prominent view of the judge's office in a republican democracy is that the judge should interpret and apply the law, not provide moral leadership about what the law should be.  On that understanding of the judicial office, I could see a principled difference in the Church's treatment of politicians and judges regarding abortion law.  I suppose if one is more of a legal positivist or legal realist, though, there might be reason to hold judges to the same standard as politicians.

I still wonder, though, whether this deals with the problem that the judge who enforces Roe is not just not "providing moral leadership," but is directly blocking a legislative effort to protect the unborn from a very great evil.  Is that much different than a legislator voting against such efforts?  Again, the critic of such a judge need not demand that the judge rule and subvert the established law, only that she recuse herself or (more extreme) resign.

Tom B.

Welcome to the Journal of Catholic Legal Studies!

Let's give a grand welcome to the new Journal of Catholic Studies which was just launched as the successor to St. John's Law School's Catholic Lawyer. If the first isue (which I just recieved) is any indication, it will be a marked and much more scholarly improvement on its predecessor. MOJ's own Susan Stabile and her colleague Mike Simons are the presiding geniuses, and their former colleague and MOJ's own Rob Vischer was present at the creation. The first issue is a bit of an MOJ-fest with articles by the two Michaels, Perry and Scaperlanda, and yours truly. Mike Scaperlanda's piece is part of a fascinating (and ecumenical) symposium on "Religious Education and the Liberal State." There is also an intriguing piece that I can't wait to read" "Gotti, Mob Funerals and the Catholic Church." I encourage our readers to support this important new publication by actually subscribing (and to Villanova's Journal of Catholic Social Thought as well!)

The creation of this new journal triggered a few thoughts on what I am now bold enough to call the Catholic Legal Theory Movement. The success of that movement will depend ultimately, of course, on the power of our ideas and our ability to articulate them. But institutions are also important, because they provide platforms for the expression, dissemination and testing of those ideas. Institutions provide places for publication of pieces thay may not appeal to secular publications, conferences where we can meet, and, most important, a support framework for younger scholars finding their way. MOJ is one of those institutions, the Journals of Catholic Legal Studies and Catholic Social Thought are others, as are the workshops and symposia they sponsor, and Catholic organizations are now working with the Fellowship of Christian Law Professors to create an ongoing presence at the AALS Annual Meeting. There is also some evidence that more Catholic law schools are now actually becoming hospitable to Catholic scholarship. The famous term "critical mass" once more comes to mind; we need a critical mass of institutions, as well as people, for Catholic legal theory to flourish.

--Mark

Catholic Judges

Thanks to Tom, Michael, Patrick, and Rob who have, in a variety of thoughtful ways, raised interesting and important questions about Catholic judges and their role regarding the difficult issues of the day. I have been working on a modest project concerning the Catholic in public life. This includes the person who is: citizen, practitioner of the law, legislator, judge, administrator, or some combination (meaning, most likely, citizen and one of the other categories presented). Download law_and_politics_as_vocation.doc   As you will see, I have also introduced the role of the pastor (i.e., the bishop) into the mix.

So, what should Catholics in public life, including judges, do regarding the hot issues of the day? Well, the answer is found in another question: what should any Catholic do? The answer to the question: how does one exercises his or her discipleship in public life begins with the need to understand the position which the person holds and how he or she can respond. But, when all is said, the issue is the same regardless of the status of the individual who asserts that he or she is a Catholic.

With regard to all the statuses I have mentioned, the question begins in the same way: what does this person know about what the Church teaches on a particular issue? It is too easy to condemn another Catholic when that individual does something with which we disagree, but the condemnation is probably based on the assumption that the individual knows the duties that he or she has as a Catholic but is defying them. What if the person does not? What then? I try to develop a response to this vital question as well. I also give some thoughts on what should happen when the individual is aware of the obligations of being a Catholic.

I hope that I provide some helpful insight for Tom’s colleague who raised the issue about Catholic judges. The fact that a person is a judge does not make that individual any different from another member of the community of saints who is a part of the branches on the vine of Jesus. How that person grows and exercises his or her duties may vary because of that individual’s position on the branches, but the responsibilities and accountability to God remain the same. Thanks for hearing me out, and I would be grateful for any comments on the paper which has been submitted for consideration in an upcoming symposium on these and related issues.   RJA sj

More Questions about Catholic Judges and the Rule of Law

My St. Thomas Law colleague Elizabeth Brown raises the following interesting and important questions in the light of the discussion about Roberts, Catholic judges, and the rule of law.  Thanks, Elizabeth.  Comments from co-bloggers and readers are encouraged. -- Tom B.

In reading Rob's post on "Non-judges and the Rule of Law", I began musing over the following questions:

Various posts on the Mirror of Justice blog have dealt with Communion and pro-choice Catholic politicians while others have dealt with whether a Catholic judge can apply Roe or Casey.  I, however, have not seen anything addressing the possibility of the bishops extending the same policy (denying Communion) to judges who follow or maintain the holdings in Roe and Casey.  It does seem at least possible to me that some bishop may threaten to deny Communion to judges, particularly Catholic Supreme Court justices, who follow or maintain the holdings in Roe and Casey.  In addition, the draft statement on Communion for the upcoming bishops' synod states disapprovingly: "Some receive Communion while denying the teachings of the Church or publicly supporting immoral choices in life, such as abortion, without thinking that they are committing an act of grave personal dishonesty and causing scandal."  In the last presidential election, some bishops said that they would deny Communion to Catholic politicians who acted in that way.  The precedent cited for the bishops' denial of Communion to pro-choice politicians is the excommunication of three segregationists who opposed the integration of Catholic schools in New Orleans in 1962 by Archbishop Rummel.  One of those segregationists was Louisiana Judge Leander Perez.  So this precedent would seem to indicate that the bishops could move in the direction of applying the same policy regarding denial of Communion to judges. 

Would the bishops who want to deny Communion to Catholic pro-choice politicians in fact be hypocrites if they did not impose the same punishment on judges or justices who follow or maintain Roe?  Afterall wouldn't a Supreme Court Justice who was given the opportunity to overturn Roe and failed to do so, be "publicly supporting immoral choices"?  By that standard, shouldn't Communion be denied to Justice Kennedy for his vote on Casey?  If Roberts believes in the value of stare decisis, can he vote to uphold Roe and still receive Communion?  Or does he and every other Catholic judge have a duty to subvert the law - Roe - which certainly could be argued is as irredeemably corrupt as the Nazi genocide since it allows 1.3 million abortions to be performed annually in the US? 

What kind of anti-Catholic backlash would result if a bishop threatened to deny Communion to Kennedy or Roberts if they refused to vote to overturn Roe when deciding an abortion case?  Could a Justice be impeached if he voted to overturn Roe due to a threat of being denied Communion, given that such a threat would be viewed by many non-Catholics (and possibly some Catholics) as religious blackmail?  If bishops refuse to apply the Communion policy to judges because it would do more harm than good, why would the same calculus not apply to politicians?   

I would be curious to read the thoughts of the Mirror of Justice bloggers and readers regarding any of the above questions.

Thursday, July 21, 2005

The judge's "office"

Our discussion of the role of a Supreme Court Justice might profitably consider two principles proposed by Catholic sources.  First, there is the idea from St. Thomas that no one has an office ("officium") directly from the natural law; offices, relevantly, are the creation of an authoritative political regime.  Second, however, the Compendium of the Social Doctrine of the Church (2004) says this (par. 409; ital. in original):  "In their specific areas (drafting laws, governing, setting up systems of checks and balances), elected officials must strive to seek and attain that which will contribute to making civil life proceed well in its overall course.  [citation to par. 2236 CCC]  Those who govern have the obligation to answer to those governed, but this does not in the least imply that representatives are merely passive agents of the electors.  The control exercised by the citizens does not in fact exclude the freedom that elected officials must enjoy in order to fulfil their mandate with respect to the objectives to be pursued."

Justices of the Supreme Court are not, of course, "elected officials," nor are they, in any straigthforward sense, "representatives."  But they are among "those who govern," and I wouldn't want to say that there is a Platonic Form of what their governing "office" is.  That office is better approached, I think, in these terms provided by Paul Bator: "The judicial power is neither a platonic essence nor a pre-existing empirical classification.  It is a purposive institutional concept, whose content is a product of history and custom distilled in the light of experience and expediency."  There is much more to be said, I think, about how we discern the criteria for "developing" the judicial office.  But I think that among them is, in those words of the Compendium, the freedom "to fulfil their mandate with respect to the objectives to be pursued.  These do not depend exclusively on special interests, but in a much greater part on the function of synthesis and mediation that serve the common good . . . . "

Wednesday, July 20, 2005

More on Roberts' Rule of Law

According to today's New York Times, Roberts' appellate-confirmation statement about Roe and Casey as precedent "made [him] somewhat suspect in the eyes of some social conservatives."  In general, though, pro-life groups (like other issue groups) don't care about whether Roberts has a consistent theory about the rule of law or conscientious objection.  They want to know whether he's likely to vote overrule or limit Roe and Casey as a justice (which is, of course, a different matter from whether he vowed to follow them while on the court of appeals -- so it wouldn't be disingenuous for him to vote to overrule Roe as a justice).  And it appears that most pro-life groups have confidence that he will vote to overrule them -- much more confidence than with Gonzales.  Roberts is more tied into the conservative movement generally by having served in the Reagan and Bush I Justice Departments and the Reagan White House and by other means.  Perhaps pro-life groups also find it reassuring that Roberts' wife Jane was a vice president of Feminists for Life.   By contrast, I think a lot of social conservatives feared that Gonzales would rise to the top of Bush's list not because of conservative principles but because of his personal friendship with Bush.

But before being too sure about Roberts' ultimate vote on the basic abortion right, conservatives should -- like liberals -- ask him lots of questions about his view of stare decisis (the importance of even the justices following precedent).  As Linda Greenhouse wrote in the Times, Roberts' career as well as his words last night bespeak not just a conservative, but also "someone someone deeply anchored in the trajectory of modern constitutional law, not of someone who felt himself on the sidelines throwing brickbats, nor of someone who felt called to a mission to change the status quo."

Tom B.

UPDATE:  Andrew Sullivan collects examples of "disgruntlement" about Roberts on "the grumpy right."

Non-Judges and the Rule of Law

Reader Stephen Carney asks the following excellent questions:

How do/should Catholic legal scholars compare the role of a judge with the role of other state actors, such as police or prison guards? A lone cop can't just go arrest an abortionist for murder, because the larger system tells him, "no, for now that's a legal act." A prison guard can't unilaterally release someone that he thinks is innocent, can he? What about on death row?

And if we can accept that cops and prison guards can have limits on their roles -- albeit limits that may give way in extreme situations (orders to round up the Jews, etc.) -- then why can we not accept analogous, though different, limits on judges?  Thus, a Catholic judge perhaps should oppose Roe, leaving it to States, but should not declare the death penalty unconstitutional (unless the case can truly be made for that on constitutional terms), as that's not his job, any more than it's the prison guard's job to sneak prisoners out.

I tentatively agree that a Catholic judge faces similar professional obligations as others. If she can't perform the tasks called for, she must either work to change the legal regime through the established procedures, engage in a form of civil disobedience (open disobedience and a willingness to suffer the consequences), recuse herself if called to perform intolerable tasks (leaving to the side what those might be), or resign.  The prison guard can seek to alleviate unjust conditions through a partial remedy (e.g., treating the prisoners humanely), engage in civil disobedience (e.g., a sit-down strike), work to change the system from within, or resign.  Subject perhaps to certain extreme cases where the legal order is irredeemably corrupted (Nazi Germany comes to mind), the guard cannot "do justice" by subverting the legal order.  Do other readers/co-bloggers have a different perspective?

Rob